Our firm has a team of attorneys, consultants and others with more than 100 years of combined experience in the securities industry and in securities law. Since 1990, we have represented thousands of investors nationwide to recover losses. We have represented clients in Federal and state courts and in arbitration through The Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. (NYSE), the American Arbitration Association (AAA) and in private arbitration actions.
We have helped clients recover monies through negotiation, mediation, arbitration and litigation. More than 90% of those who have engaged our services have recovered all or a portion of their losses. We have represented clients in approximately 1,000 matters in court, arbitration and/or mediation in Albany, Albuquerque, Atlanta, Austin, Augusta, Baltimore, Bismarck, Boise, Boston, Burlington, Charleston, Charlotte, Cheyenne, Chicago, Cinncinati, Cleveland, Columbia, Dallas, Denver, Des Moines, Detroit, Hartford, Helena, Honolulu, Houston, Indianapolis, Jackson, Kansas City, Las Vegas, Lexington, Lincoln, Little Rock, Los Angeles, Louisville, Manchester, Miami, Mexico City, Milwaukee, Minneapolis, Montpelior, Nashville, Newark, New Orleans, New York City, Norfolk, Oklahoma City, Orlando, Philadelphia, Phoenix, Pittsburg, Portland, Providence, Rapid City, Raleigh, Richmond, St. Louis, San Diego, San Juan, San Francisco, Seattle, Tampa, Wichita, Wilmington, and other cities nationwide. When necessary, we team with attorneys in our client’s hometown or state at our expense.
We have also served many international clients, particularly from Latin America. FINRA Rules governing the jurisdiction of U.S. based brokerage firms require that international clients with brokerage accounts at FINRA registered firms must file all claims for relief in arbitration cases at locations within the United States.