Sinkfield v. State

S
In the Supreme Court of Georgia



                                     Decided: May 17, 2021


                S21A0298. SINKFIELD v. THE STATE.


      WARREN, Justice.

      Charmon Sinkfield was convicted of malice murder and other

crimes in connection with the shooting death of Vernon Forrest. 1 On


      1  Forrest was killed on July 25, 2009. After Sinkfield’s first indictment
was nolle prossed, a Fulton County grand jury re-indicted him on May 3, 2016,
charging him with malice murder, felony murder predicated on aggravated
assault, felony murder predicated on possession of a firearm by a convicted
felon, felony murder predicated on armed robbery, aggravated assault with a
deadly weapon, armed robbery, possession of a firearm during the commission
of a felony, and possession of a firearm by a convicted felon. The State filed a
notice of intent to seek the death penalty. Sinkfield was tried in October 2016,
and the jury found him guilty of all counts. After the penalty phase of the trial,
the jury recommended a sentence of life in prison without parole. The trial
court sentenced Sinkfield to life without parole for malice murder, a
consecutive term of life without parole for armed robbery, and a consecutive
five-year term for each firearm-possession offense. The aggravated assault
count merged, and the felony murder counts were vacated by operation of law.
Sinkfield filed a timely motion for new trial on November 1, 2016, and he
amended the motion on June 28, 2019. After a hearing, the trial court denied
the motion, as amended, on January 30, 2020. Sinkfield timely appealed, and
this case was docketed in this Court for the term beginning in December 2020
and orally argued on February 3, 2021.
appeal, Sinkfield contends that the trial court erred when it denied

his pretrial challenge to Fulton County’s master jury list and that

the “death qualification” process resulted in a jury that violated his

fair cross-section rights under the Sixth Amendment to the United

States Constitution. 2 Seeing no reversible error, we affirm. 3

      1. Sinkfield contends that the master jury list from which his

grand and petit juries ultimately were selected was obtained in

violation of the Jury Composition Rule (JCR). 4                 The JCR was




      2“Death qualification” refers to a procedure in death penalty cases where
potential jurors are questioned about their ability to consider the death penalty
and the other sentencing options allowed by law. See, e.g., Brockman v. State,

292 Ga. 707

, 717 (739 SE2d 332) (2013) (“The proper standard for determining
the disqualification of a prospective juror based upon his views on capital
punishment is whether the juror’s views would prevent or substantially impair
the performance of his duties as a juror in accordance with his instructions and
his oath.”) (citation and punctuation omitted).

      3  Sinkfield does not contest the sufficiency of the evidence, and neither
of his claims on appeal require us to assess the strength of the evidence against
him. See Davenport v. State, 

309 Ga. 385

, 392 (846 SE2d 83) (2020). We
previously have affirmed the convictions of Sinkfield’s accomplices. See Ware
v. State, 

305 Ga. 457

(826 SE2d 56) (2019); Crews v. State, 

300 Ga. 104

(793
SE2d 393) (2016).

      4  The JCR has been substantially amended since the time of Sinkfield’s
trial, so any citations to the JCR in this opinion refer to the version applicable
in 2015, unless expressly stated otherwise.

                                        2
promulgated by this Court to effectuate the Jury Composition

Reform Act of 2011, Ga. L. 2011, p. 59, which was designed to replace

the old “forced balancing” method of compiling jury lists with “a

consistent methodology that produces lists of eligible jurors that are

updated annually for each county and more accurately reflect each

county’s jury-eligible population.” Ricks v. State, 

301 Ga. 171

, 173

(800 SE2d 307) (2017).5 See also OCGA § 15-12-40.1. One key

provision of the JCR stated that

      [e]ach county master jury list should be no less than 85%
      inclusive of the number of persons in the county
      population age 18 years or older as derived from the most
      recent decennial census or county population estimate
      (Table B01001 as of the date of this rule) from United
      States Census Bureau (“USCB”) for the calendar year
      when the list is generated.

JCR ¶ 3 (a). The JCR also set forth detailed procedures for the

Council of Superior Court Clerks to “convert the information




      5 Under the old “forced balancing” method, each county created its own
jury list that included “men and women and certain identifiable racial groups
in proportion to the county’s population as determined by the most recent
decennial census.” 

Ricks, 301 Ga. at 173

. In some counties with “fast-changing
demographics,” however, this approach left certain demographic proportions
in jury lists “significantly out of line by the end of the decade.”

Id.
3

gathered about potential jurors into jury lists.” 

Ricks, 301 Ga. at

174

; JCR Appendix A.       The result of these procedures was a

“‘Statewide Master Jury List’ and ‘County Master Jury Lists’ for all

159 counties.” 

Ricks, 301 Ga. at 178

. Because the new regime “gave

centralized responsibility for preparing each county’s master jury

list to the Council of Superior Court Clerks,” local county officials

retained only limited authority to deactivate jurors from that list.

See id.; JCR ¶ 6.

     In pretrial motions challenging Fulton County’s 2015 master

jury list, Sinkfield contended that the county violated the JCR by

improperly removing or inactivating thousands of jurors from the

jury list. To that end, a defense expert testified that he calculated

the jury list inclusivity at 83.58%. After a hearing, the trial court

denied Sinkfield’s motions, finding that Fulton County’s master jury

list complied with the JCR and was “no less than 85% inclusive.”

About a year after the trial court’s order, however, we issued our

decision in Ricks, in which we concluded—at the pretrial interim



                                 4
review stage—that Fulton County’s 2013 and 2014 master jury lists

were altered at the county level in “clear violation” of the JCR.

     Specifically, in Ricks, we determined that Fulton County (1)

improperly allowed its vendor “to add names from its so-called

‘legacy data’ to the county master jury lists provided by the Clerks

Council,” (2) improperly used “the county’s ‘legacy data’ to remove

tens of thousands of names that were locally flagged as ineligible for

jury service in prior years,” (3) improperly allowed the vendor to use

its own process to identify and eliminate potential duplicate records,

and (4) improperly allowed the vendor to use “automated address

screening” to inactivate potential jurors with “undeliverable”

addresses.   

Ricks, 301 Ga. at 189-192

.      As a remedy for these

violations, we remanded the case and directed the trial court to

ensure that the prospective jurors for the defendant’s trial were

drawn from a list that complied with the JCR and the relevant

statutory provisions. See

id. at 194.

And given that the case came

before us on interim review, we expressly declined to address the

question of whether the types of JCR violations at issue “actually

                                  5
would be deemed reversible or prejudicial error on appeal from a

conviction.”

Id. at 193

n.22.6

      On post-conviction appeal in this case, Sinkfield asserts that

Fulton County mismanaged its 2015 master jury list in

substantially the same manner, and using the same vendor, as the

2014 jury list at issue in Ricks. He therefore argues that the county’s

2015 jury list continued to violate the JCR, leading to a master jury

list that was less than 85% inclusive.              Sinkfield contends that,

because both his grand and petit juries were drawn from the non-

compliant master jury list, this Court should reverse his convictions

and quash his indictment (or at least grant him a new trial).




      6  Interim review proceedings are distinct from post-conviction appeals,
and, unlike “interlocutory” appeals generally available under OCGA § 5-6-34
(b), “interim review” is available only in death penalty cases. See OCGA § 17-
10-35.1 (“In cases in which the death penalty is sought, there may be a review
of all pretrial proceedings by the Supreme Court upon a determination by the
trial judge under Code Section 17-10-35.2 that such review is appropriate.”);
Unified Appeal Procedure (UAP) (Uniform Superior Court Rule 34)
(establishing rules for identification and review of potential legal issues arising
in death penalty cases). See also UAP Rule I (A) (2) (stating that one of the
purposes of the UAP is “[m]inimizing the occurrence of error and correcting as
promptly as possible any error that nonetheless may occur”); 

Ricks, 301 Ga. at
193

n.22 (stating that the purpose of interim review is “to avoid even arguably
reversible errors in death penalty trials”).
                                        6
     Sinkfield’s enumeration of error fails because even if Fulton

County’s 2015 master jury list violated the JCR (an issue we need

not decide here), he has not shown that he is entitled to a reversal

of his convictions. To begin, in most cases, we would reverse a

conviction only upon some showing of harm—that is, some

probability that the error affected the outcome of the trial

proceedings. See, e.g., Taylor v. State, 

306 Ga. 277

, 283 (830 SE2d

90) (2019) (“The test for determining nonconstitutional harmless

error is whether it is highly probable that the error did not

contribute to the verdict.”) (citation and punctuation omitted). Here,

the record does not show—and Sinkfield does not contend—that the

alleged JCR violations had any effect on the outcome of his trial

proceedings.

     Because Sinkfield has not demonstrated harm, a reversal of his

convictions would be warranted only if the violations at issue were

akin to a “structural error”—that is, a “structural defect affecting

the framework within which the trial proceeds, rather than simply

an error in the trial process itself.” See Arizona v. Fulminante, 499

                                  

7
U.S. 279

, 310 (111 SCt 1246, 113 LE2d 302) (1991); Berry v. State,

282 Ga. 376

, 378 (651 SE2d 1) (2007) (defining structural error in

the same way). See also United States v. Dominguez Benitez, 

542

U.S. 74

, 81 (124 SCt 2333, 159 LE2d 157) (2004) (“It is only for

certain structural errors undermining the fairness of a criminal

proceeding as a whole that even preserved error requires reversal

without regard to the mistake’s effect on the proceeding. . . .

Otherwise, relief for error is tied in some way to prejudicial effect.”).

      Structural errors usually are based on a violation of a

constitutional right; a few examples include the failure to give a

constitutionally acceptable jury instruction on the reasonable-doubt

standard in a criminal case, Sullivan v. Louisiana, 

508 U.S. 275

,

281-282 (113 SCt 2078, 124 LE2d 182) (1993); the improper denial

of a right to self-representation, see Oliver v. State, 

305 Ga. 678

, 680

(827 SE2d 639) (2019); and the denial of a right to a trial by jury

absent a valid waiver, Balbosa v. State, 

275 Ga. 574

, 575 (571 SE2d

368) (2002). See also Weaver v. Massachusetts, __ U.S. __ (137 SCt

1899, 1911-1912, 198 LE2d 420) (2017) (“This Court . . . has granted

                                   8
automatic relief to defendants who prevailed on claims alleging race

or gender discrimination in the selection of the petit jury . . . though

the Court has yet to label those errors structural in express terms[.]

The errors in those cases necessitated automatic reversal after they

were preserved and then raised on direct appeal.”) (citations and

punctuation omitted); Neder v. United States, 

527 U.S. 1

, 8 (119 SCt

1827, 144 LE2d 35) (1999) (describing the “very limited class of

cases” where the United States Supreme Court has determined “an

error to be ‘structural,’ and thus subject to automatic reversal”)

(citing cases) (citation and punctuation omitted).

     Similarly, this Court has suggested—without expressly using

the term “structural error”—that automatic reversal may be

warranted where an “essential and substantial” provision of a jury

selection statute has been violated, thereby causing a discernible

impact on the composition of the grand or petit jury, at least where

such a claim is properly preserved and raised on direct appeal. As

we have observed recently,



                                   9
     In every case in which we have confronted a violation of a
     jury selection statute that impacted who was chosen for
     the array—that is, in every case in which there was good
     reason to doubt that a particular juror would have been
     selected for the array without the violation—we
     consistently have deemed it a violation of an “essential
     and substantial” provision of the statute and held that
     relief was warranted.

State v. Towns, 

307 Ga. 351

, 355 (834 SE2d 839) (2019) (emphasis

in original) (affirming dismissal of the indictment where two grand

jurors were chosen in violation of the randomness requirement in

OCGA § 15-12-66.1). See also Harper v. State, 

283 Ga. 102

, 104 (657

SE2d 213) (2008) (“In this case . . . the defect was not in complying

with the statutory directives governing how the jury commission

should select grand jurors. Instead, the alleged defect was that

someone never selected by the jury commission served. . . . Where

th[e] role of the jury commission has been entirely circumvented by

the service of a grand juror it never selected for service, there has

been an ‘essential and substantial’ violation of the law.”) (citation

omitted; emphasis in original); Pollard v. State, 

148 Ga. 447

, 453-

455 (

96 S.E. 997

) (1918) (reversing conviction due to a violation of


                                 10
“essential and substantial” provisions of jury selection statutes). Cf.

Yates v. State, 

274 Ga. 312

, 315-316 (553 SE2d 563) (2001)

(reversing convictions where the trial court abused its discretion by

excusing jurors without conducting a “good cause” inquiry under

former version of OCGA § 15-12-1.1 (a) (1)); Joyner v. State, 

251 Ga.

84

, 85 (303 SE2d 106) (1983) (reversing convictions due to

unauthorized excusal of prospective jurors in “plain violation” of the

former version of OCGA § 15-12-1.1 (a) (1)); Blevins v. State, 

220 Ga.

720

, 727 (141 SE2d 426) (1965) (reversing conviction on the ground

that the jury was not “drawn in open court” as required by statute).

     Here, however, Sinkfield does not allege any constitutional

infraction with regard to Fulton County’s master jury list, let alone

demonstrate a constitutional infraction that would rise to the level

of structural error. See 

Fulminante, 499 U.S. at 310

. Nor has he

shown a violation of an “essential and substantial” provision of a

jury selection statute—or a violation of any statute for that matter—

that would warrant automatic reversal under our precedent. See

Towns, 307 Ga. at 354-355

; 

Yates, 274 Ga. at 315-316

. Indeed, the

                                  11
primary objective of the JCR—to ensure that each county master

jury list is “no less than 85% inclusive” of the county’s adult

population—is a prophylactic measure that is not tied to any specific

constitutional or statutory mandate.7 And even if the JCR could be

analogized to a jury selection statute, Sinkfield has not shown that

the alleged JCR violations had any discernible impact on the grand

jury that indicted him or the petit jury that tried him; he does not

identify any impaneled grand or trial juror who would not have

served absent the JCR violations at issue, or a potential juror who

would have served but for such violations. See 

Towns, 307 Ga. at

355

(a violation of an “essential and substantial” provision of a jury

selection statute occurs if the violation “affects the identity of the

persons selected for the array from the universe of persons eligible

to serve”).




      7 Notably, the JCR does not impose a strict percentage requirement;
instead, it prescribes additional steps to be taken if the inclusiveness
percentage falls below 85%. See JCR ¶ 3 (b)-(c); see also JCR ¶ 3 (b) (current
version) (“The inclusiveness percentage may nevertheless be below the 85%
threshold for certain counties.”).
                                     12
      This is not to say that the JCR can be ignored with impunity;

it is a rule of this Court that must be followed. Even so, Sinkfield

has neither alleged nor demonstrated the type of error that would

require an automatic reversal of his convictions, and because he has

not shown any harm from the purported JCR violations, we affirm

the trial court’s denial of relief on this ground. See Ellington v.

State, 

292 Ga. 109

, 120 (735 SE2d 736) (2012) (denying relief for an

error premised on a violation of a jury composition provision in the

UAP because “it is highly probable that the trial court’s minor

violation of [the UAP] did not contribute to the jury’s guilty and

sentencing verdicts”), disapproved on other grounds by Willis v.

State, 

304 Ga. 686

, 706 n.3 (820 SE2d 640) (2018). Cf. State v.

Lampl, 

296 Ga. 892

, 897 (770 SE2d 629) (2015) (relief was not

warranted due to a grand-jury-related error because the defendant

“has established neither a violation of his constitutional rights nor

a structural defect in the grand jury process”); Edwards v. State, 281




                                 

13
Ga. 108

, 109 (636 SE2d 508) (2006) (relief was not warranted due to

a violation of a jury composition provision of the UAP). 8

      2. Sinkfield next contends that the death-qualification process

in his case violated the fair cross-section requirement of the Sixth

Amendment to the United States Constitution because it resulted in

a jury from which “African-American women were almost entirely

excluded.” Although Sinkfield concedes that the death-qualification

process itself is permissible, he argues that it violated his fair cross-

section rights because it “systematically and disproportionately

excluded a cognizable group from the jury pool.” For the reasons

explained below, Sinkfield’s claim fails. 9



      8 In Ricks, we granted relief for JCR violations similar to the ones alleged
in this case, but as mentioned above, Ricks came before us on interim review—
a procedural posture distinct from a post-conviction appeal. On interim review,
the question of harm figures less prominently in our analysis of whether to
grant relief, given that the effect of the alleged errors can be determined only
to a limited extent before trial and the pretrial correction of any such error
lessens the risk of reversal on post-conviction appeal. See 

Ricks, 301 Ga. at
193

n.22 (“[T]he State’s contention that any errors in the county’s compliance
with the [JCR] are harmless misses the point of interim review, which is to
avoid even arguably reversible errors in death penalty trials.”).

      9The Attorney General argues that because Sinkfield “did not receive a
death sentence, this enumeration of error is moot.” We reject this argument

                                       14
      The United States Supreme Court has made clear that the

Sixth Amendment fair cross-section requirement applies only to the

venire from which a jury ultimately is chosen—not to the jury itself.

See Duren v. Missouri, 

439 U.S. 357

, 364 (99 SCt 664, 58 LE2d 579)

(1979) (to establish a prima facie violation of the fair-cross-section

requirement, a defendant must show, among other things, that the

“representation of [a distinctive] group in venires from which juries

are selected is not fair and reasonable in relation to the number of

such persons in the community”) (emphasis supplied); Lockhart v.

McCree, 

476 U.S. 162

, 173 (106 SCt 1758, 90 LE2d 137) (1986) (“We

have never invoked the fair-cross-section principle . . . to require

petit juries, as opposed to jury panels or venires, to reflect the

composition of the community at large.”). This means that, although

the jury venire must be representative of the community, the fair




because the jury subject to the death-qualification process was the same jury
that tried and convicted Sinkfield, and if he were to prevail on his fair cross-
section claim—which he does not here—he would be entitled to relief. See Bell
v. Raffensperger, __ Ga. __, Case No. S21A0306 (decided May 3, 2021) (“An
appeal becomes moot if the rights insisted upon could not be enforced by a
judicial determination.”) (citation and punctuation omitted).
                                      15
cross-section requirement does not restrict procedures—like the

death-qualification process—that are utilized in selecting a jury

from a properly representative venire. See Holland v. Illinois, 

493

U.S. 474

, 480 (110 SCt 803, 107 LE2d 905) (1990) (the “traditional

understanding” underpinning the fair cross-section requirement

“has never included the notion that, in the process of drawing the

jury, th[e] initial representativeness [of the venire] cannot be

diminished by allowing both the accused and the State to eliminate

persons thought to be inclined against their interests”). See also

Willis, 304 Ga. at 694-695

(rejecting a fair cross-section claim based

on the death-qualification process). Thus, even assuming (without

deciding) Sinkfield’s claim that the death-qualification process

resulted in a “disparate impact” on the inclusion of “African-

American women” on the petit jury, he has nonetheless failed to

establish a violation of his fair cross-section rights under the United

States Constitution. 10


      10 Importantly, other constitutional safeguards exist to ensure that
potential trial jurors are not purposefully excluded from service based on race.

                                      16
     Judgment affirmed. All the Justices concur, except LaGrua, J.,
not participating.




See, e.g., Batson v. Kentucky, 

476 U.S. 79

, 100 (106 SCt 1712, 90 LE2d 69)
(1986). Sinkfield does not raise a Batson claim, however, and does not allege
any purposeful racial discrimination in his jury-selection process.
                                     17

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